Lead Compliance Analyst - Transamerica Asset Management
Transamerica
- Denver, Colorado, United States · Baltimore, Maryland, United States · Cedar Rapids, Iowa, United States
- Hybrid
- $98,000 - $105,000 a year
- Posted Jul 22, 2026
Job description
About the role
The Lead Compliance Analyst at Transamerica Asset Management supports compliance programs for mutual funds, ETFs, collective investment trusts and separately managed accounts, reporting to the chief compliance officer, serving as a subject‑matter expert, and working a hybrid schedule in Denver, Baltimore or Cedar Rapids.
About the company
Transamerica is a nearly 7,000‑employee financial services company and a subsidiary of the international Aegon group, offering insurance, retirement and investment solutions to millions of customers worldwide. The firm emphasizes a diverse, collaborative culture focused on helping people achieve financial freedom.
Requirements
- Bachelor’s or advanced degree(s), designation(s), or equivalent experience.
- Minimum 5 years of progressive mutual fund and investment adviser compliance experience.
- Knowledge of Investment Company and Investment Advisers Acts and related rules and regulations.
- Excellent written and verbal communication skills.
- Superb critical‑thinking and problem‑solving abilities.
- Advanced analytical, interpretive, and organizational skills.
- Proficient with Microsoft Outlook, Excel, Word and other Suite applications.
- Familiarity with Office 365 and associated applications.
- Securities or compliance designations (preferred).
- Ability to comprehend complex issues (preferred).
- Comfortable engaging various technologies (preferred).
- Advertising and marketing review experience (preferred).
- Broad exposure to investment adviser products including ETFs, separately managed accounts and private funds (preferred).
- Experience with AI tools and business use cases (preferred).
- Experience supporting fund and investment adviser code of ethics (preferred).